Peter Berman advises clients about regulatory issues and represents clients in investigations and enforcement actions, private litigation, and arbitration cases involving commodities, securities, options, derivatives, and insurance law.
Investigations, Enforcement Proceedings, and Lawsuits Brought by Regulators
Peter represents clients in connection with investigations, enforcement and...
Peter represents clients in connection with investigations, enforcement and disciplinary proceedings, and lawsuits brought by the CFTC, SEC, state securities and insurance agencies, NFA, FINRA, various Exchanges, and before state and federal trial and appellate courts. He is also available to give advice regarding litigation, arbitration and regulatory advice in connection with commodities,...
I deal with brokers, broker-dealers, investment advisors, and commodities firms as well as other professionals in the commodities field to help litigate before a courtroom. Most of my cases deal with fraud, violations of non-compete, confidentiality agreements, and consumer fraud statutes among many other things in this arena. For more information about my office and who I can help with...
Peter J. Berman, a Chicago securities and commodities lawyer, has been in private practice since 1980. Mr. Berman was a trial attorney for the Commodity Futures Trading Commission (CFTC) from 1977-1980 when he was awarded a Certificate of Appreciation for his work as a trial lawyer. He represents clients before the CFTC, the National Association of Securities Dealers (NASD), National Futures...